Strategic Expertise. Market Edge.
AAA Institutional Securities Pvt Ltd delivers intelligent broking and investment solutions for Institutions, HNIs and Retail clients across equities, derivatives and debt markets.
You Can Count On
That Matter
That Last
That Delivers
Solutions For Every Investor
Equity Broking
Seamless access to Cash, ETFs and IPOs with advanced platforms and research-led insights.
Derivative Trading
Advanced trading solutions for Futures and Options along with advanced and accurate analytical insights.
Debt Market Solutions
Comprehensive solutions in corporate bonds, government securities and money market instruments.
Research & Insights
In-depth research, sector analysis and market intelligence to help you make informed investment decisions.
Solutions Crafted For Institutions.
For Everyone.
Institutions & Corporates
Advanced execution, liquidity solutions and bespoke strategies to meet complex investment needs with institutional-grade precision.
HNIs & Professionals
Personalised advisory, research-driven ideas and dedicated relationship management for high net-worth individuals.
Retail Investors
Easy access to markets, powerful platforms and the right guidance to start and grow your wealth journey.
Experience. Technology. Trust.
Robust Technology
Advanced trading platforms with speed, security and reliability.
Strong Risk Management
Disciplined risk controls to protect capital and ensure stability.
Deep Market Expertise
Experienced team with deep understanding of markets and instruments.
Relationship Driven
Long-term partnerships built on trust, transparency and performance.
Transparent & Reliable
Clear communication, fair practices and complete transparency always.
Let's Grow Together
Navigating complexities. Engineering growth —
"Whether scaling corporate capital or building your first portfolio,We turn deep market intelligence and multi-asset strategies into your definitive competitive edge."
Resources & Policies
Account Opening Form
Account Closure Form
Change Bank Details Form
KYC Update Form
Change DP Details Form
Change Nominee Form
Live Margin Files
Risk Disclosure Document(RDD)
Most Important Terms & Conditions (MITC)
New Rights & Obligations of BO and DP
Policies & Procedures Document
Policy on Handling GTC & GTT Orders
Inactive Account Policy
Voluntary Freezing & Blocking Policy
Anti-Money Laundering (AML) Policy
Depository Surveillance Policy
SORM Policy
RMS Policy_AAA
Conflict of Interest Policy_AAA
Do's and Don't_AAA
Client Code Modification_AAA
Investor Charter
1. Investor Charter for Stock Brokers
2. Investor Charter for Research Analyst
Investor Grievance
Grievance Redressal Mechanism
COMPLAINT REDRESS SYSTEM (SCORES)
(As per SEBI circular no. CIR/MIRSD/3/2014 dated August 28, 2014)
Grievance Redressal Mechanism as per SEBIFor any queries, mail us on:
compliance@aaa-securities.comEscalation Matrix
Level 1: Customer Care
If you have any grievances/complaints, please write to our dedicated Customer Support team.
Email: info@aaa-securities.com
Phone: +91 9667738861
Resolution Time: Within 7 working days.
Level 2: Compliance Officer
If your grievance is not resolved at Level 1, or if you are not satisfied with the resolution, you may escalate the matter to our Compliance Officer.
Email: compliance@aaa-securities.com
Resolution Time: Within 7 working days from escalation.
Level 3: Management/Director
If your issue remains unresolved after escalating to the Compliance Officer, you may directly reach out to the management.
Contact: Board of Directors
Resolution Time: Within 15 working days.
Level 4: SEBI SCORES / SMART ODR
If you are still not satisfied with our resolution, you can lodge your grievance with SEBI or utilize the Online Dispute Resolution portal.
SEBI SCORES: scores.sebi.gov.in
SMART ODR: smartodr.in
Investor Charter
Vision & Mission
Vision: To follow highest standards of ethics and compliances while facilitating the trading by clients in securities in a fair and transparent manner, so as to contribute in creation of wealth for investors.
Mission:
- To provide high quality and dependable service through innovation, capacity enhancement and use of technology.
- To establish and maintain a relationship of trust and ethics with the investors.
- To observe highest standard of compliances and transparency.
- To always keep ‘protection of investors’ interest’ as goal while providing service.
Services Provided to Investors
- Execution of trades on behalf of investors.
- Issuance of Contract Notes.
- Issuance of intimations regarding margin due/shortfalls.
- Facilitate settlement of cycles.
- Safe keeping of client securities.
- Facilitating client profile changes in the system.
- Resolution of complaints.
Rights of Investors
- Ask for and receive information from a firm about the work history and background of the person handling your account.
- Receive complete information about the risks, obligations, and costs of any investment before investing.
- Receive recommendations consistent with your financial needs and investment objectives.
- Receive a copy of all completed account forms and agreements.
- Receive account statements that are accurate and understandable.
Dos and Don'ts for Investors
DOS:
- Read all documents carefully before signing.
- Always pay by banking channel/cheques drawn in favour of the stock broker.
- Verify your contract notes and statement of accounts regularly.
- Update your mobile number and email ID with your broker.
DON'TS:
- Do not deal with unregistered intermediaries.
- Do not leave the instruction slip/document blank.
- Do not share your login credentials and password.
- Do not fall for guaranteed returns or assured profit schemes.
Get Started Now
Create an account with your mobile number
Disclaimer
Disclaimer : Investment in securities market are subject to market risks, please read all the related documents carefully before investing.
Attention Investor
Update your Mobile Number and E-mail IDs with your Stock Broker : "Prevent unauthorized transaction in your Trading/Demat account. Update your Mobile Numbers/Email Ids with your Stock Brokers/Depository Participant. Receive information/alerts of your transaction (Trading A/c) directly from Exchange at the end of the day & Demat Transaction for all debit and other important in your demat A/c directly from CDSL on the same day on your Registered mobile/email.
About CAS facility: For the benefit of the investors SEBI directed Depositories to send the Consolidated Account Statement (CAS) for the investment of an investor in Mutual Funds (MF) and Securities held in Demat form with Depositories. In case the client do not desire to receive CAS then they can opt out of the facility by submitting a request letter to the DP duly signed by all the holders stating that they do not wish to receive CAS as per guidelines prescribed by SEBI in communiqué no. 4816 and 4900
KYC is one time exercise: "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.),you need not undergo the same process again when you approach another intermediary."
Old DIS Booklet Phased out: DIS issued prior to 07-Jan- 2014 Phased out w.e.f. 06-Jan-2016 for Demat Transactions, Kindly contact your DP to receive New DIS to further transaction.
ASBA mandatory after January 1, 2016: "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."
Pledge/Block Mechanism: Stock Brokers can accept securities as margin from clients only by way of pledge/block mechanism in the depository system w.e.f. September 01, 2020.
OTP directly from Depository: Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
FAQ: Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
Margin: Pay 20% (or as per exchange) upfront margin of the transaction value to trade in cash market segment.
CAS: Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
ITORS: “The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time. The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us.”
Beware of fixed / guaranteed / regular returns / capital protection schemes. Stock Brokers (Brokers/Members) or their authorized persons or any of their associates are not authorized to offer fixed / guaranteed / regular returns / capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities / commodities given to the Broker under any arrangement / agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms.
Do not keep funds idle with the Stock Broker. Please note that your Stock Broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities/commodities, without any transaction on the Exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms.
Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your Stock Broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of Member as defaulter, the claims of clients against such Defaulter Member would be subject to norms for eligibility of claims for compensation from Member funds / IPF to the clients of the Defaulter Member.